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Regulation of Financial & Professional Services in the UK (Shanghai)

BritCham / CBBC
Event type Seminar organised by CBBC, British Consulate-General Shanghai and TheCityUK
Date Tuesday, June 2nd, 2015
Time 09:30-11:30
Open for Members only
Cost Members FREE RMB
Contacts alec.hu@cbbc.org.cn; +86 (0) 21 3100 7900 ext. 139
Venue Grand Salon, 2/F, Four Seasons Hotel Pudong, Shanghai
Organiser BritCham / CBBC
Address 210 Century Avenue
 
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The British Consulate-General Shanghai, TheCityUK and the China-Britain Business Council are delighted to invite CBBC members in financial and professional services to a seminar on "Regulation of Financial & Professional Services in the UK" with particular reference to self-regulatory bodies. The event is free of charge but places are limited and we can accept one person per company only.
 
Background
During his upcoming visit to Shanghai, Chris Cummings, the CEO of theCityUK, will lead the presentation of a policy paper written by the International Experts Consultative Group on the FTZ. The paper focuses on the regulation of the financial and professional services industry in the United Kingdom, with a focus on London’s particular arrangements.
 
The seminar will explore the options for regulation, including self-regulatory bodies. Particular attention will be placed on understanding the role of self-regulation and industry associations such as TheCityUK, and several case studies will be presented. We hope the seminar will shed light on the lessons learned for the regulation of international financial markets during the establishment of the UK system, and contribute to the on-going discussion around the changing regulatory framework for this industry in China.
 
Agenda
 
Chaired by Chris Cummings, CEO of TheCityUK
 
9.00am Registration
9.30am Welcome: Andrew Key, Minister & Deputy Head of Mission, British Embassy (tbc)
9.35am Options for regulating professional and financial services markets
15 mins - Speaker: Chris Cummings, CEO, TheCityUK
10 mins - Discussion
10.00am Institutions and Organisations Involved in Regulating Financial and Professional Services in UK
20 mins - Speakers: John Liu, Chief Representative, City of London Shanghai; Charlie Beasley, Managing Associate, Linklaters
20 mins - Discussion
10.40am Tea break
10.50am Self-regulatory bodies
20 mins - Speakers: Lloyds (tbc); Nick Collier, Global Head of Government and Regulatory Affairs, Thomson Reuters
20 mins - Discussion
11.30am Closing remarks: Chris Cummings
 
 
英国金融与专业服务行业监管-机构内自我监管研讨会
 
活动背景
英国金融城协会首席执行官克里斯·卡明斯先生于6月初访问上海,其间他将围绕一份由支持上海自贸区建设的国际专家咨询组的政策讨论报告主持一个研讨会。该报告侧重于英国金融和专业服务行业的监管,尤其是在伦敦的特别安排。本次研讨会将探讨监管方式的选项,比如自我监管机构。 活动会特别关注对自律和行业协会例如英国金融城模式的理解分析,包括好几个案例研究。我们希望本次研讨会能够分享英国在国际金融市场监管框架过程中的经验教训,希望能对在中国持续探讨的金融和专业服务行业监管议题提供参考。
 
日期:6月2日, 9.30-11.30
地点:上海浦东四季酒店, 2楼正大沙龙
主持人:英国金融城协会首席执行官克里斯-卡明
 
9.30 开场发言:安勇, 英国驻华大使馆公使兼副馆长 (待定)
9.35 金融和专业服务行业的监管选项
演讲(15分钟):克里斯-卡明, 英国金融城协会首席执行官
讨论(10分钟)
10.00 金融和专业服务业的监管参与方的经验分享
演讲(20分钟):
刘阅瀚,首席代表,伦敦金融城上海代表处
Charlie Beasley,年利达律师事务所
讨论(20分钟)
10.40 茶歇
10.50 自我监管组织经验分享
演讲(20分钟):
Nick Collier,全球政府监管事务主管,路透社
劳合社(待定)
讨论(20分钟)
11.30 结束语:克里斯-卡明,英国金融城协会首席执行官
 
 

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